Broker Check
     
      Towson, MD 
     
Office: (410) 616-9048
      Cape May, NJ
      Office: (609) 884-8085

      
Gary Padussis

My Experience

Accomplishments:

  • Registered  Financial Consultant Designation (RFC®)
  • Accredited Investment Fiduciary (AIF®)
  • Registered Financial Planner (RFP®)
  • National Social Security Advisor Certification (NSSA®)
  • Wealth Management Certification
  • Retirement Planning Specialist:  Legg Mason
  • Financial Planning Consultant: Legg Mason
  • Financial Planning Certification: Smith Barney/Morgan Stanley
  • Private Client Wealth Analyst Designation
  • Exchange Traded Funds Analyst Designation
  • Legg Mason Advisory Council
Education:
  • University of Maryland, BA Biochemistry/Psychology
  • University of Baltimore, Studied Accounting and Finance
  • Boston College, Studied Economics & Financial Planning
  • Mariners School
  • American Flyers Academy

Personal and Community:

  • Legg Mason Wood Walker, Inc.  Advisory Council Member,  Senior Vice President
  • Past President:  Towson Chamber of Commerce
  • Past President:  Cathedral of the Annunciation in Baltimore
  • Board Member: Diocese Greek Orthodox Church
  • Founding Board Member:  Chesapeake Wildlife Heritage
  • Founding Member:  Cape May Forum
  • Past Board Member:  Big Brothers, Big Sisters of Baltimore
  • Past Board Member: Red Cross of Maryland
  • Finance Committee Board Member: Society of Aviation and Flight Educators
  • Federal Aviation Administration (FAA):  Commercial Pilot
  • Federal Aviation Administration (FAA): Certified Flight Instructor, Advanced Ground Instructor
  • United States Coast Guard: Captain
  • Merchant Marine Officer
  • NASDS Certified Scuba Diving Instructor
  • NASDS Advanced Open Water Diving Instructor

Organizations and Memberships:

Master Mason A. F. & A. M. 32 degree, Grand Lodge,  Scottish Rite.  Boumi Temple, Shiners International, Royal Order of Elks.  AOPA (Aircraft Owners and Pilots Association), SAFE (Society of Aviation and Flight Instructors),  NAFI (National Association of Flight Instructors), EAA (Experimental Aircraft Association),  AHEPA, CAPCA (Chesapeake Area Professional Captains Association), National Association of  Charter Boat Operators.  United States Coast Guard Aux. Aviation Division. 

Broker Qualifications

Registrations

This section provides the self-regulatory organizations (SROs) and U.S. states/territories the broker is currently registered and licensed with, the category of each registration, and the date on which the registration became effective. This section also provides for every brokerage firm with which the broker is currently employed, the address of each branch where the broker works.

Gary T. Padussis is currently registered with 1 SRO and is licensed in 8 U.S. states and territories through:

CETERA ADVISORS LLC

4600 South Syracuse
Suite 600
Denver, Colorado 80237

Firm CRD#: 10299

SRO:

Category:

Status:

Date:

FINRA

General Securities Representative

APPROVED

4/12/2013

FINRA

General Securities Sales Supervisor

APPROVED

4/12/2013


U.S. State/Territory:

Category:

Status:

Date:

Delaware

Agent

APPROVED

4/18/2013

District of columbia

Agent

APPROVED

4/12/2013

Florida

Agent

APPROVED

4/12/2013

Maryland

Agent

APPROVED

4/12/2013

New Jersey

Agent

APPROVED

4/12/2013

North Carolina

Agent

APPROVED

4/12/2013

Pennsylvania

Agent

APPROVED

4/12/2013

Virginia

Agent

APPROVED

7/23/2013

Principal/Supervisory Exams

Exam:

Category:

Date:

 

General Securities Sales Supervisor - Options Module Examination

Series 9

10/30/2009

General Securities Sales Supervisor - General Module Examination

Series 10

5/27/2010

 

General Industry/Product Exams

Exam:

Category:

Date:

General Securities Representative Examination

Series 7

4/19/1986

Futures Managed Funds Examination

Series 31

7/29/2005

State Securities Law Exams

Exam:

Category:

Date:

Uniformed Securities Agent State Law Examination

Series 63

5/1/1986

 

Additional information about the above exams or other exams FINRA administers to brokers and other securities professionals can be found atwww.finra.org/brokerqualifications/registeredrep