Cape Investment Management

Cape Investment Management President & Registered Principal

http://www.capeim.com 609-884-8085 info@capeim.com

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11419 Cronridge Drive Suite 1 Owings Mills , MD 21117 SIE Examination, Series 7, Series 9, Series 10, Series 31, Series 63

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Securities and advisory services offered through Registered Representatives of Cetera Advisors LLC (doing insurance business in CA as CFGA Insurance Agency LLC), member FINRA, SIPC, a broker/dealer and a registered investment adviser. Cetera is under separate ownership from any other named entity.

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Individuals affiliated with this broker/dealer firm are either Registered Representatives who offer only brokerage services and receive transaction-based compensation (commissions), Investment Adviser Representatives who offer only investment advisory services and receive fees based on assets, or both Registered Representatives and Investment Adviser Representatives, who can offer both types of services.